NgsRunQcChecker

NGS Run QC

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Utility description: NGS Run QC

NGS Run QC Checker — Comprehensive NGS Sequencing Run Quality Control

Performs end-to-end quality verification of NGS sequencing runs per CAP/CLIA, FDA NGS guidance, GATK Best Practices and SEQC2 standards: sequencing metrics (total reads, Q30, cluster density, pass-filter rate), enrichment metrics (on-target rate ≥60%, uniformity ≥80%, mean target depth, fold-80 penalty ≤2.0), alignment & duplication (alignment rate ≥90%, duplication rate ≤30%), contamination & integrity (cross-sample estimate ≤2%, index hopping ≤0.5%, UDI flagging), triple control verification (positive, negative, PhiX error rate ≤2%), and batch-level sample pass rate ≥80%. Three-tier classification: PASS / REVIEW_REQUIRED / FAIL.

⚠️ Critical: Thresholds DEPEND on panel type (WGS ≠ WES ≠ Targeted ≠ RNA-seq). High duplication is expected in amplicon panels but problematic in WGS. Low uniformity is irreversible. Contamination >2% makes somatic calls unreliable. Any control failure = automatic run FAIL. Non-UDI + high hopping = false-positive risk in multiplexed runs. Run-level QC complements but does not replace sample-level QC and clinical variant interpretation.

input.csv

RunID,PanelType,Platform,ReadLength,TotalReads_Million,MinTotalReads_Million,PercentQ30,MinQ30,ClusterDensity_K_mm2,MinClusterDensity,MaxClusterDensity,PercentPF,MinPercentPF,OnTargetRate_Percent,MinOnTargetRate_Percent,Uniformity_Percent,MinUniformity_Percent,MeanTargetDepth_X,MinMeanTargetDepth_X,Fold80_BasePenalty,MaxFold80,AlignmentRate_Percent,MinAlignmentRate_Percent,DuplicationRate_Percent,MaxDuplicationRate_Percent,InsertSize_Mean_bp,InsertSize_SD_bp,ContaminationEstimate_Percent,MaxContamination_Percent,PositiveControl_Pass,NegativeControl_Pass,PhiX_Control_Pass,PhiX_ErrorRate,MaxPhiX_ErrorRate,SamplesInRun,SamplesPassingQC,IndexHoppingRate_Percent,MaxIndexHoppingRate_Percent,UDI_Used
NGS-RUN-2026-001,Targeted_Panel,NovaSeq 6000,2x150,250,100,89.5,75,950,800,1200,88.0,70,82.0,60,93.0,80,850,500,1.3,2.0,98.5,90,12.0,30,285,45,0.3,2.0,true,true,true,0.15,2.0,24,24,0.04,0.5,true
NGS-RUN-2026-002,WES,NextSeq 2000,2x150,180,100,72.0,75,1350,800,1200,62.0,70,48.0,60,65.0,80,45,100,3.8,2.0,85.0,90,45.0,30,320,85,4.5,2.0,true,false,true,0.8,2.0,16,8,1.2,0.5,false

URS & FS — User Requirements and Functional Specification

This document describes the controlled interface and behaviour of NgsRunQcChecker for NGS Run QC Checker.

Domain limits and critical parameters

Key fragments from the source description are shown below. Before production use, limits must be verified against the approved specification, registration dossier and local SOPs.
  • Performs end-to-end quality verification of NGS sequencing runs per CAP/CLIA, FDA NGS guidance, GATK Best Practices and SEQC2 standards: sequencing metrics (total reads, Q30, cluster density, pass-filter rate), enrichment metrics (on-target rate ≥60%, uniformity ≥80%, mean target depth, fold-80 penalty ≤2.0), alignment & duplication (alignment rate ≥90%, duplication rate ≤30%), contamination & integrity (cross-sample estimate ≤2%, index hopping ≤0.5%, UDI flagging), triple control verification (
  • ⚠️ Critical: Thresholds DEPEND on panel type (WGS ≠ WES ≠ Targeted ≠ RNA-seq). High duplication is expected in amplicon panels but problematic in WGS. Low uniformity is irreversible. Contamination >2% makes somatic calls unreliable. Any control failure = automatic run FAIL. Non-UDI + high hopping = false-positive risk in multiplexed runs. Run-level QC complements but does not replace sample-level QC and clinical variant interpretation.

URS — User Requirements Specification

IDRequirementCriticalityAcceptance criterion
URS-001The utility shall accept an input.csv file for NGS Run QC Checker with headers defined in the data contract.HighThe file is processed without manual header editing.
URS-002The utility shall perform deterministic QC evaluation without machine learning and without probabilistic conformance decisions.HighIdentical input data, rule version and configuration produce reproducible results.
URS-003The utility shall validate mandatory fields, data types, ranges, units and domain plausibility.HighSchema, conversion and range errors are explicitly reported.
URS-004The utility shall apply domain limits and rules from the description, approved specification, registration dossier and local SOPs.HighEach check has PASS/WARNING/FAIL and a clear message.
URS-005The utility shall generate output.json with machine-readable results, source values, warnings, failures and critical findings.HighJSON is suitable for LIMS/ELN/MES integration and QA/QC review.
URS-006The utility shall preserve traceability between batch/sample, input file, applied rules and final status.HighOutput contains identifiers, checked parameters and audit metadata.
URS-007The documentation shall support IQ/OQ/PQ, CSV/CSA and review by internal QA or inspectors.MediumURS, FS, input/output contract and test scenarios are supplied with the utility.
URS-008The utility shall be used as a QC decision-support tool and not as a substitute for approved specifications and QA/QP release decision.MediumDocumentation states change control and limit-verification expectations.

input.csv contract

#FieldTypeSamplePurpose
1RunIDstring / controlled vocabularyNGS-RUN-2026-001Controlled input parameter for deterministic QC rules.
2PanelTypestring / controlled vocabularyTargeted_PanelControlled input parameter for deterministic QC rules.
3Platformstring / controlled vocabularyNovaSeq 6000Controlled input parameter for deterministic QC rules.
4ReadLengthstring / controlled vocabulary2x150Controlled input parameter for deterministic QC rules.
5TotalReads_Millioninteger / decimal250Controlled input parameter for deterministic QC rules.
6MinTotalReads_Millioninteger / decimal100Controlled input parameter for deterministic QC rules.
7PercentQ30decimal89.5Controlled input parameter for deterministic QC rules.
8MinQ30decimal75Controlled input parameter for deterministic QC rules.
9ClusterDensity_K_mm2decimal950Controlled input parameter for deterministic QC rules.
10MinClusterDensitydecimal800Controlled input parameter for deterministic QC rules.
11MaxClusterDensitydecimal1200Controlled input parameter for deterministic QC rules.
12PercentPFdecimal88.0Controlled input parameter for deterministic QC rules.
13MinPercentPFdecimal70Controlled input parameter for deterministic QC rules.
14OnTargetRate_Percentdecimal82.0Controlled input parameter for deterministic QC rules.
15MinOnTargetRate_Percentdecimal60Controlled input parameter for deterministic QC rules.
16Uniformity_Percentdecimal93.0Controlled input parameter for deterministic QC rules.
17MinUniformity_Percentdecimal80Controlled input parameter for deterministic QC rules.
18MeanTargetDepth_Xstring / controlled vocabulary850Controlled input parameter for deterministic QC rules.
19MinMeanTargetDepth_Xstring / controlled vocabulary500Controlled input parameter for deterministic QC rules.
20Fold80_BasePenaltydecimal1.3Controlled input parameter for deterministic QC rules.
21MaxFold80decimal2.0Controlled input parameter for deterministic QC rules.
22AlignmentRate_Percentdecimal98.5Controlled input parameter for deterministic QC rules.
23MinAlignmentRate_Percentdecimal90Controlled input parameter for deterministic QC rules.
24DuplicationRate_Percentdecimal12.0Controlled input parameter for deterministic QC rules.
25MaxDuplicationRate_Percentdecimal30Controlled input parameter for deterministic QC rules.
26InsertSize_Mean_bpdecimal285Controlled input parameter for deterministic QC rules.
27InsertSize_SD_bpdecimal45Controlled input parameter for deterministic QC rules.
28ContaminationEstimate_Percentdecimal0.3Controlled input parameter for deterministic QC rules.
29MaxContamination_Percentdecimal2.0Controlled input parameter for deterministic QC rules.
30PositiveControl_Passstring / controlled vocabularytrueControl point/control sample for assay run validity.
31NegativeControl_Passstring / controlled vocabularytrueControl point/control sample for assay run validity.
32PhiX_Control_Passstring / controlled vocabularytruepH; parameter relevant to stability, compatibility and batch suitability.
33PhiX_ErrorRatedecimal0.15pH; parameter relevant to stability, compatibility and batch suitability.
34MaxPhiX_ErrorRatedecimal2.0pH; parameter relevant to stability, compatibility and batch suitability.
35SamplesInRunstring / controlled vocabulary24Sample or laboratory specimen identifier.
36SamplesPassingQCdecimal24Sample or laboratory specimen identifier.
37IndexHoppingRate_Percentdecimal0.04Controlled input parameter for deterministic QC rules.
38MaxIndexHoppingRate_Percentdecimal0.5Controlled input parameter for deterministic QC rules.
39UDI_Usedstring / controlled vocabularytrueControlled input parameter for deterministic QC rules.
RunID,PanelType,Platform,ReadLength,TotalReads_Million,MinTotalReads_Million,PercentQ30,MinQ30,ClusterDensity_K_mm2,MinClusterDensity,MaxClusterDensity,PercentPF,MinPercentPF,OnTargetRate_Percent,MinOnTargetRate_Percent,Uniformity_Percent,MinUniformity_Percent,MeanTargetDepth_X,MinMeanTargetDepth_X,Fold80_BasePenalty,MaxFold80,AlignmentRate_Percent,MinAlignmentRate_Percent,DuplicationRate_Percent,MaxDuplicationRate_Percent,InsertSize_Mean_bp,InsertSize_SD_bp,ContaminationEstimate_Percent,MaxContamination_Percent,PositiveControl_Pass,NegativeControl_Pass,PhiX_Control_Pass,PhiX_ErrorRate,MaxPhiX_ErrorRate,SamplesInRun,SamplesPassingQC,IndexHoppingRate_Percent,MaxIndexHoppingRate_Percent,UDI_Used
NGS-RUN-2026-001,Targeted_Panel,NovaSeq 6000,2x150,250,100,89.5,75,950,800,1200,88.0,70,82.0,60,93.0,80,850,500,1.3,2.0,98.5,90,12.0,30,285,45,0.3,2.0,true,true,true,0.15,2.0,24,24,0.04,0.5,true
NGS-RUN-2026-002,WES,NextSeq 2000,2x150,180,100,72.0,75,1350,800,1200,62.0,70,48.0,60,65.0,80,45,100,3.8,2.0,85.0,90,45.0,30,320,85,4.5,2.0,true,false,true,0.8,2.0,16,8,1.2,0.5,false

Input validation rules

IDFieldRuleCriticality
VR-001RunIDThe field shall match an approved dictionary or accepted string representation.High
VR-002PanelTypeThe field shall match an approved dictionary or accepted string representation.High
VR-003PlatformThe field shall match an approved dictionary or accepted string representation.High
VR-004ReadLengthThe field shall match an approved dictionary or accepted string representation.Medium
VR-005TotalReads_MillionThe field shall match an approved dictionary or accepted string representation.Medium
VR-006MinTotalReads_MillionThe field shall match an approved dictionary or accepted string representation.Medium
VR-007PercentQ30The field shall match an approved dictionary or accepted string representation.Medium
VR-008MinQ30The field shall match an approved dictionary or accepted string representation.Medium
VR-009ClusterDensity_K_mm2The field shall match an approved dictionary or accepted string representation.Medium
VR-010MinClusterDensityThe field shall match an approved dictionary or accepted string representation.Medium
VR-011MaxClusterDensityThe field shall match an approved dictionary or accepted string representation.Medium
VR-012PercentPFThe field shall match an approved dictionary or accepted string representation.Medium
VR-013MinPercentPFThe field shall match an approved dictionary or accepted string representation.Medium
VR-014OnTargetRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-015MinOnTargetRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-016Uniformity_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-017MinUniformity_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-018MeanTargetDepth_XThe field shall match an approved dictionary or accepted string representation.Medium
VR-019MinMeanTargetDepth_XThe field shall match an approved dictionary or accepted string representation.Medium
VR-020Fold80_BasePenaltyThe field shall match an approved dictionary or accepted string representation.Medium
VR-021MaxFold80The field shall match an approved dictionary or accepted string representation.Medium
VR-022AlignmentRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-023MinAlignmentRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-024DuplicationRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-025MaxDuplicationRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-026InsertSize_Mean_bpThe field shall match an approved dictionary or accepted string representation.Medium
VR-027InsertSize_SD_bpThe field shall match an approved dictionary or accepted string representation.Medium
VR-028ContaminationEstimate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-029MaxContamination_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-030PositiveControl_PassThe field shall match an approved dictionary or accepted string representation.Medium
VR-031NegativeControl_PassThe field shall match an approved dictionary or accepted string representation.Medium
VR-032PhiX_Control_PassThe field shall match an approved dictionary or accepted string representation.Medium
VR-033PhiX_ErrorRateThe field shall match an approved dictionary or accepted string representation.Medium
VR-034MaxPhiX_ErrorRateThe field shall match an approved dictionary or accepted string representation.Medium
VR-035SamplesInRunThe field shall match an approved dictionary or accepted string representation.Medium
VR-036SamplesPassingQCThe field shall match an approved dictionary or accepted string representation.Medium
VR-037IndexHoppingRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-038MaxIndexHoppingRate_PercentThe field shall match an approved dictionary or accepted string representation.Medium
VR-039UDI_UsedThe field shall match an approved dictionary or accepted string representation.Medium

FS — Functional Specification

IDFunctionImplementation
FS-001CLI executionSupport execution modes: demo mode without arguments and production mode input.csv output.json.
FS-002CSV importRead input.csv in UTF-8/CSV-compatible format and validate header and expected columns.
FS-003Schema validationCheck mandatory fields, column count, unknown key fields and empty mandatory values.
FS-004Type conversionConvert numeric, flag and text values; invalid format is recorded as a row-level error.
FS-005Domain rule engineApply rules for NGS Run QC Checker, including critical limits from the description and approved specification.
FS-006Status aggregationProduce final status: FAIL for critical failure, WARNING for non-critical deviation, PASS for conformance.
FS-007JSON exportWrite output.json with detailed checks, source values, warnings, failures and critical findings.
FS-008Audit supportKeep result structure suitable for review, deviation investigation and calculation reproduction.
FS-009Integration contractSupport the scenario LIMS/ELN/MES → input.csv → utility → output.json → portal/admin review.
FS-010Error handlingReturn explicit messages for missing file, empty CSV, invalid schema, output write failure and invalid format.

Example output.json

{
  "utilityId": "ngsrunqcchecker",
  "utilityFolder": "NgsRunQcChecker",
  "package": "LiquidBiopsy",
  "overallStatus": "PASS|WARNING|FAIL",
  "sourceFile": "input.csv",
  "processedAtUtc": "2026-06-10T00:00:00Z",
  "checks": [
    {
      "parameter": "RunID",
      "value": "NGS-RUN-2026-001",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-001"
    },
    {
      "parameter": "PanelType",
      "value": "Targeted_Panel",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-002"
    },
    {
      "parameter": "Platform",
      "value": "NovaSeq 6000",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-003"
    },
    {
      "parameter": "ReadLength",
      "value": "2x150",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-004"
    },
    {
      "parameter": "TotalReads_Million",
      "value": "250",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-005"
    },
    {
      "parameter": "MinTotalReads_Million",
      "value": "100",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-006"
    },
    {
      "parameter": "PercentQ30",
      "value": "89.5",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-007"
    },
    {
      "parameter": "MinQ30",
      "value": "75",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-008"
    },
    {
      "parameter": "ClusterDensity_K_mm2",
      "value": "950",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-009"
    },
    {
      "parameter": "MinClusterDensity",
      "value": "800",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-010"
    },
    {
      "parameter": "MaxClusterDensity",
      "value": "1200",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-011"
    },
    {
      "parameter": "PercentPF",
      "value": "88.0",
      "status": "PASS|WARNING|FAIL",
      "message": "Deterministic rule-based check result",
      "ruleReference": "FS-RULE-012"
    }
  ],
  "criticalFindings": [],
  "warnings": [],
  "audit": {
    "inputHash": "sha256:<calculated at runtime>",
    "rulesVersion": "<utility executable version>",
    "documentation": "NgsRunQcChecker.documentation.html"
  }
}

Traceability matrix

URSFSTestEvidence
URS-001FS-001, FS-002OQ-001Verify execution and import of valid input.csv.
URS-002FS-005, FS-006OQ-004Repeat the same dataset and compare output.json.
URS-003FS-003, FS-004, FS-010OQ-002, OQ-003Verify missing columns and invalid types.
URS-004FS-005, FS-006OQ-004, PQ-001Verify critical deviations on real/boundary data.
URS-005FS-007, FS-009OQ-005Verify JSON schema and downstream-system suitability.
URS-006FS-008OQ-006Verify identifiers and audit metadata.
URS-007FS-008, FS-010IQ-001, OQ-007Verify documentation completeness and control evidence.
URS-008FS-005, FS-008PQ-002Verify review workflow and no replacement of QA decision.

IQ/OQ/PQ test scenarios

IDScenarioExpected result
IQ-001Verify executable, input.csv, documentation and checksum availability.Delivery set is complete; version is recorded.
OQ-001Valid sample row from input.csv.PASS or acceptable WARNING according to rules.
OQ-002Remove a mandatory CSV column.Schema error or FAIL with missing-column reference.
OQ-003Place a non-numeric value into a numeric field.Type-conversion error with row/field reference.
OQ-004Set a critical parameter outside the limit.FAIL and critical finding.
OQ-005Verify output.json structure.All mandatory sections are present and JSON is valid.
OQ-006Verify batch/sample traceability.Input and result identifiers match.
PQ-001Verify 3–5 real user batches/samples.Result is confirmed by QC/QA review.
PQ-002Verify deviation workflow and manual QA decision.Utility supports review but does not replace approved decision.

QA/QC and change control

  • Do not rename columns without updating validator, documentation and test set.
  • Retain input.csv, output.json, executable version and checksum.
  • Before production use, perform IQ/OQ/PQ or equivalent CSV/CSA verification.
  • Critical limits shall be verified against the approved specification, registration dossier and local SOPs.
  • The utility provides structured QC decision support; final release decision remains with QA/QP and approved procedures.

Included in packages

Liquid Biopsy QC Suite

QC and pre-analytical control package for liquid biopsy workflows: cfDNA/ctDNA, CTC, EV/exosomes, methylation, NGS/qPCR/ddPCR, sample quality, contamination, sensitivity and reporting checks.

Open